Insider Trading SEC (Securities and Exchange Commission) Violations Essay

Exclusively available on Available only on IvyPanda® Made by Human No AI

Insider trading is a business practice considered illegal in the US and most other counties. In essence, the term refers to the practice of trading the stocks of a public company while possessing exclusive information about said stock. For most cases, this information constitutes financial data that has not yet been made available to the public eye. This regulation exists in order to stop people for manipulating the market, as well as to ensure better standards of fairness in stock trading. The information can come from personal informants, connections, rumours or any other sources. Depending on when the trade is made, the practice can be either ruled as lawful or unlawful.

The US securities and exchange commission monitors cases of insider trading. According to the organization, a group of people has been recently charged for performing a scheme. Charges were pressed against 3 employees of Twilio, Inc. – a company based in San Francisco (SEC charges seven California residents in insider trading ring, 2022). The workers, along with a number of relatives and friends, have been able to benefit off of insider trading before the company posted its 2020 earnings, securing themselves at least $1 million in collective profits (SEC charges seven California residents in insider trading ring, 2022). According to the agency, the parties involved went behind the back of their employer and explicitly disobeyed a part of their contracts.

While the potential damages to the company involved were not mentioned, it can be assumed that the tech newcomer suffered financial setbacks. From an ethical point of view, the malicious actors worked within the framework of egoism, making their decision in the interest of themselves. All of the people involved are currently facing insider trading criminal charges, and further investigation is still underway (SEC charges seven California residents in insider trading ring, 2022). I believe that the current course of action and the decisions of the SEC are reasonable given the actions of the employees. They have violated the principles of their workplace, and engaged in informed insider trading – therefore, they must be treated according to the law. I believe that this resolution is just, because insider trading is harmful to both the economy and its other participants.

Reference

(2022). SEC.gov. Web.

More related papers Related Essay Examples
Cite This paper
You're welcome to use this sample in your assignment. Be sure to cite it correctly

Reference

IvyPanda. (2023, September 24). Insider Trading SEC (Securities and Exchange Commission) Violations. https://ivypanda.com/essays/insider-trading-sec-securities-and-exchange-commission-violations/

Work Cited

"Insider Trading SEC (Securities and Exchange Commission) Violations." IvyPanda, 24 Sept. 2023, ivypanda.com/essays/insider-trading-sec-securities-and-exchange-commission-violations/.

References

IvyPanda. (2023) 'Insider Trading SEC (Securities and Exchange Commission) Violations'. 24 September.

References

IvyPanda. 2023. "Insider Trading SEC (Securities and Exchange Commission) Violations." September 24, 2023. https://ivypanda.com/essays/insider-trading-sec-securities-and-exchange-commission-violations/.

1. IvyPanda. "Insider Trading SEC (Securities and Exchange Commission) Violations." September 24, 2023. https://ivypanda.com/essays/insider-trading-sec-securities-and-exchange-commission-violations/.


Bibliography


IvyPanda. "Insider Trading SEC (Securities and Exchange Commission) Violations." September 24, 2023. https://ivypanda.com/essays/insider-trading-sec-securities-and-exchange-commission-violations/.

If, for any reason, you believe that this content should not be published on our website, please request its removal.
Updated:
This academic paper example has been carefully picked, checked and refined by our editorial team.
No AI was involved: only quilified experts contributed.
You are free to use it for the following purposes:
  • To find inspiration for your paper and overcome writer’s block
  • As a source of information (ensure proper referencing)
  • As a template for you assignment
Privacy Settings

IvyPanda uses cookies and similar technologies to enhance your experience, enabling functionalities such as:

  • Basic site functions
  • Ensuring secure, safe transactions
  • Secure account login
  • Remembering account, browser, and regional preferences
  • Remembering privacy and security settings
  • Analyzing site traffic and usage
  • Personalized search, content, and recommendations
  • Displaying relevant, targeted ads on and off IvyPanda

Please refer to IvyPanda's Cookies Policy and Privacy Policy for detailed information.

Required Cookies & Technologies
Always active

Certain technologies we use are essential for critical functions such as security and site integrity, account authentication, security and privacy preferences, internal site usage and maintenance data, and ensuring the site operates correctly for browsing and transactions.

Site Customization

Cookies and similar technologies are used to enhance your experience by:

  • Remembering general and regional preferences
  • Personalizing content, search, recommendations, and offers

Some functions, such as personalized recommendations, account preferences, or localization, may not work correctly without these technologies. For more details, please refer to IvyPanda's Cookies Policy.

Personalized Advertising

To enable personalized advertising (such as interest-based ads), we may share your data with our marketing and advertising partners using cookies and other technologies. These partners may have their own information collected about you. Turning off the personalized advertising setting won't stop you from seeing IvyPanda ads, but it may make the ads you see less relevant or more repetitive.

Personalized advertising may be considered a "sale" or "sharing" of the information under California and other state privacy laws, and you may have the right to opt out. Turning off personalized advertising allows you to exercise your right to opt out. Learn more in IvyPanda's Cookies Policy and Privacy Policy.

1 / 1