Introduction
Cushman and Wakefield PLC is an international real estate services company that helps clients renovate the way they use and occupy space. The firm has a long history of helping clients navigate the complexities of the real estate market, from strategy and consulting to transaction management and investment management. London Stock Exchange publicly trades the firm and is a component of the FTSE 250 Index. The firm is publicly registered as limited, operates under the financial regulation of UK, and it is compliant with the Securities Acts of 1933 and 1934 together with the Trust Indenture Act of 1939.
Discussion
Cushman & Wakefield PLC is compliant with the laws and financial regulations of the United Kingdom. It is an English and Welsh public limited company registered with firm number 04079370 (Washington, 2022). The company’s registered office is at 45 Portman Square, London, W1H 6LT. Within the Financial Conduct Authority (FCA), the company is approved and controlled under registration number 456566. The firm is approved and controlled by the Financial Conduct Authority (FCA) and is therefore operates within the UK’s financial regulation.
The Trust Indenture Act of 1939 requires that any indenture (agreement between a borrower and lender) governing a bond issue that is the Securities and Exchange Commission (SEC) registers must meet certain standards designed to protect investors. The Securities Acts of 1933 and 1934 regulate the offer and sale of securities. These Acts require that companies register their securities with the SEC before they can sell them to the public. The registration process provides potential investors with information about the company and the securities being offered.
The company appears to be in compliance with the Securities Acts of 1933 and 1934 and the Trust Indenture Act of 1939. The company has filed a registration statement with the SEC in order to issue securities (Security Exchange Commission, 2015). Consequently, the company has filed a report with the SEC called a Form 10-K. This report includes information about the company’s financial condition, results of operations, and other matters. Cushman & Wakefield PLC is registered with the PCAOB, therefore, it is compliant with the 1939 Trust Indenture Act.
The Standards of Professional Conduct and Code of Ethics of the CFA Institute are designed to promote integrity, objectivity, professional competence, and due care in the investment profession. In order to comply with this legislation, companies must adhere to a strict code of ethics, which comprises acting in their clients’ interest, avoiding disputes, and maintaining the confidentiality of client information. Companies must also maintain high standards of professional competence and due care in order to protect investors from potential losses.
Cushman and Wakefield PLC does not have a Code of Ethics and Standards of Professional Conduct on its website. This could mean that the company does not adhere to a strict code of ethics, which could put investors at risk. However, most companies attempt to comply with The Standards of Professional Conduct and Code of Ethics of the CFA Institute. Since these guidelines are designed to protect investors and ensure that they are getting the best possible advice, companies acknowledge that non-compliance to the guidelines would predispose a competitive disadvantage.
Conclusion
Cushman & Wakefield PLC is a publicly traded real estate services company that is compliant with the laws and financial regulations of the United Kingdom. The company is registered with the Financial Conduct Authority (FCA) and is therefore operates within the UK’s financial regulation. The company appears to be in compliance with the Securities Acts of 1933 and 1934, and Trust Indenture Act of 1939. Overall, the firm appears to be in compliance with the major laws and regulations governing the real estate and securities industries in the United Kingdom.
References
Johnson, N., & Plc, W. (2022). United States Securities and Exchange Commission form 8-k. England and Wales 001-38611 98-1193584 (State or Other Jurisdiction Of Incorporation) (Commission File Number). Web.
Security Exchange Commission (2015). Trust Indenture Act of 1939. Web.